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A.R.S. § 14-11003

Trustee Profits Without Breach of Trust

Verified April 4, 202657th Legislature, 1st Regular Session

Even when a trustee has not done anything wrong, the law requires them to account for any profit from administering trust funds. The rule has specific exceptions for reasonable compensation, standard business fees, and bank remuneration.

Title 14, ARIZONA TRUST CODE

azleg.gov

Accountability Beyond Breach

Most people think of trustee liability as something triggered by wrongdoing. This statute goes further. Trustees must account for any profit that arises from managing trust funds, even without bad faith or a breach. A trustee's fiduciary duties require them to serve the interests of the beneficiaries, not to enrich themselves from the position.

A trustee is accountable to an affected beneficiary for any profit made by the trustee arising from the administration of the trust, even absent a breach of trust.

A.R.S. § 14-11003(A)

This does not mean trustees work for free. The statute carves out clear exceptions for reasonable compensation under A.R.S. 14-10708, fees allowed under A.R.S. 14-10802, standard business services the trustee customarily provides, and remuneration permitted under banking regulations.

Protection for Normal Market Losses

The flip side of this rule is just as important. If a trustee manages trust funds properly but investments lose value, the trustee is not personally liable for those losses.

Absent a breach of trust, a trustee is not liable to a beneficiary for a loss or depreciation in the value of trust property or for not having made a profit.

A.R.S. § 14-11003(B)

Markets go up and down. Property values fluctuate. This provision protects trustees who carry out their fiduciary duties and make reasonable decisions that do not pan out. It draws a clear line: trustees must account for profits they gain, but they are not guarantors of investment performance.

A. Except as provided in section 14-7404, a trustee is accountable to an affected beneficiary for any profit made by the trustee arising from the administration of the trust, even absent a breach of trust. For the purposes of this subsection, profit does not include: 1. Reasonable compensation to which the trustee is entitled pursuant to section 14-10708. 2. Compensation or fees permitted pursuant to section 14-10802. 3. Reasonable fees or compensation for services rendered that the trustee or an affiliate customarily provides in the normal course of business and that are typical in the geographic area where the trust is administered. 4. Reasonable remuneration for services permitted pursuant to section 6-246. B. Absent a breach of trust, a trustee is not liable to a beneficiary for a loss or depreciation in the value of trust property or for not having made a profit.

This page provides general legal information about Arizona statutes and is not legal advice. For guidance on how this law applies to your situation, speak with a qualified attorney.

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